Client Privacy Notice
FACTS WHAT DOES LATIGO PEAK PARTNERS, LLC DO WITH YOUR PERSONAL INFORMATION?
Effective: October 16, 2026
Our Commitment to You
Latigo Peak Partners, LLC (“Latigo” or the “Advisor”) is committed to safeguarding the use of personal information of our Clients (also referred to as “you” and “your”) that we obtain as your Investment Advisor, as described here in our Client Privacy Notice (“Notice”).
Our relationship with you is our most important asset. We understand that you have entrusted us with your private information, and we do everything that we can to maintain that trust. Latigo (also referred to as “we”, “our” and “us”) protects the security and confidentiality of the personal information we have and implements controls designed to ensure that such information is used for proper business purposes in connection with the management or servicing of our relationship with you.
Latigo does not sell your non-public personal information to anyone. Nor do we provide such information to others except for discrete and reasonable business purposes in connection with the service and management of our relationship with you, or as otherwise described below.
Details of our approach to privacy and how your personal non-public information is collected and used are set forth in this Notice.
Why?
Registered Investment Advisors (“RIAs”) must share some of your personal information in the course of servicing your account. Federal law gives you the right to limit some but not all sharing, and State laws may give you additional rights. Federal law also requires RIAs to disclose how we collect, share, and protect your personal information.
What? The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Driver’s license number
- Date of birth
- Social security or taxpayer identification number
- Assets and liabilities
- Name, address and phone numbers
- Income and expenses
- E-mail addresses
- Investment activity
- Account information (including other institutions)
- Investment experience and goals
What Information do we collect from other sources?
We collect information when you open an account, seek advice, direct us to buy or sell securities, or provide account information, and from others, such as custodians (BNY Pershing and Charles Schwab & Co.), broker-dealers, other advisors, attorneys, or accountants, credit reporting agencies, affiliates, and other companies.
How do we protect your information?
To safeguard your personal information from unauthorized access and use we maintain physical, procedural and electronic security measures designed to comply with federal law. These include such safeguards as secure passwords, encrypted file storage and a secure office environment. Our technology vendors provide security and access control over personal information and have policies over the transmission of data. We authorize our associates to access your personal information only when needed to perform their work for us, and our associates are trained on their responsibilities to protect Client’s personal information.
We require third parties that assist in providing our services to you to protect the personal information they receive from us.
How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Latigo chooses to share; and whether you can limit this sharing.
| Reasons we can share your personal information | Does Latigo share? | Can you limit this sharing? |
|---|---|---|
| Servicing our Clients We may share non-public personal information with non-affiliated third parties (such as administrators, brokers, custodians, regulators, credit agencies, other financial institutions) as necessary for us to provide agreed upon services to you, consistent with applicable law, including but not limited to: processing transactions; general account maintenance; responding to regulators or legal investigations; and credit reporting. |
Yes | No |
| Sharing with our Affiliates We may share non-public personal information with our affiliates, including our parent company, ASO Meridian Holdings, LLC, and other entities under common ownership or control, for operational, administrative, and compliance purposes in connection with servicing your accounts. Latigo does not share your personal information with our affiliates so that they can market to you. |
Yes | No |
| For our affiliates to market to you | No | We don’t share |
| For nonaffiliates to market to you | No | We don’t share |
| Marketing Purposes Latigo may use your personal information to offer you its own products and services. We may share personal information with service providers that help us deliver marketing communications and operate and analyze our website, including through cookies and similar technologies, as described in our Website Privacy Policy and Cookies Policy. Our website also uses advertising cookies and similar technologies that allow third-party advertising partners to collect information about your browsing activity on our website, which may be used to deliver targeted or interest-based advertising to you on other websites and services, as described in our Website Privacy Policy and Cookies Policy. Latigo does not otherwise disclose personal information to non-affiliated third parties so that they can market to you, and does not engage in joint marketing with other financial companies. |
Yes | Yes. You may opt out of marketing communications at any time by contacting us. You may also opt out of advertising cookies through the cookie preference tools on our website or by enabling a recognized opt-out preference signal (such as Global Privacy Control) in your browser. |
| Authorized Users Your non-public personal information may be disclosed to you and persons that we believe to be your authorized agents or representatives. |
Yes | Yes. You may limit our sharing with persons you have designated as authorized agents by written instruction to compliance@latigopeak.com or 3001 PGA Blvd, Suite 110, Palm Beach Gardens, FL 33410, or by calling 833-452-8446. For joint accounts, your choice applies to everyone on the account unless you tell us otherwise. |
| Information About Former Clients Latigo does not disclose and does not intend to disclose, non-public personal information to non-affiliated third parties with respect to persons who are no longer our Clients, except as necessary to complete services already requested, to comply with legal and regulatory obligations, or as otherwise permitted by law. |
Only as required or permitted by law | No |
To limit our sharing
Call 833-452-8446; email compliance@latigopeak.com; or, for advertising cookies, use the cookie preference tools on our website or enable a recognized opt-out preference signal (such as Global Privacy Control) in your browser. If you are a new client, we can begin sharing your information after a reasonable period following the date we sent this notice.
State-specific Regulations
| California | If your account has a California address, we will not share information about you with nonaffiliated third parties except as permitted by California law. We share with affiliates only for operational, administrative, and compliance purposes, as California law permits, and not for marketing. |
|---|---|
| Massachusetts | In response to Massachusetts law, the Client must “opt-in” to share non-public personal information with non-affiliated third parties before any personal information is disclosed. Client opt-in is obtained through the Client’s execution of authorization forms provided by the third parties, by executing an Information Sharing Authorization Form, or by other written consent by the Client, as appropriate and consistent with applicable laws and regulations. |
| Vermont | In response to Vermont law, we will not share non-public personal information about you with non-affiliated third parties, other than as permitted by law, unless you first “opt-in” by providing your written authorization. We also will not share information about your creditworthiness with our affiliates without your authorization. |
Changes to our Client Privacy Notice
We will send you a copy of this Notice annually for as long as you maintain an ongoing relationship with us.
Periodically we may revise this Notice and will provide you with a revised Notice if the changes materially alter the previous Client Privacy Notice. We will not, however, revise our Client Privacy Notice to permit the sharing of non-public personal information other than as described in this notice unless we first notify you and provide you with an opportunity to prevent information sharing.
Any Questions?
You may ask questions or voice any concerns, limit sharing as described in this Notice, or obtain a copy of our current Client Privacy Notice by contacting us toll-free at 833-452-8446, via email at compliance@latigopeak.com, or by mail at Latigo Peak Partners, LLC, Attn: Privacy Officer, 3001 PGA Blvd, Suite 110, Palm Beach Gardens, FL 33410.